Risk factors for nonunion following surgically managed, traumatic, diaphyseal fractures: a systematic review and meta-analysis

in EFORT Open Reviews
Authors:
Signe Steenstrup Jensen Department of Orthopedic Surgery and Traumatology, Lillebaelt Hospital, Kolding, Denmark
Institute of Regional Health Research, University of Southern Denmark, Odense, Denmark

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Niels Martin Jensen Department of Orthopedic Surgery and Traumatology, Lillebaelt Hospital, Kolding, Denmark

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Per Hviid Gundtoft Department of Orthopedic Surgery and Traumatology, Aarhus University Hospital, Aarhus, Denmark

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Søren Kold Department of Orthopedic Surgery, Aalborg University Hospital, Aalborg, Denmark

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Robert Zura Department of Orthopedic Surgery, Louisiana State University Medical Center, New Orleans, Louisiana, USA

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Bjarke Viberg Department of Orthopedic Surgery and Traumatology, Lillebaelt Hospital, Kolding, Denmark
Department of Orthopedic Surgery and Traumatology, Odense University Hospital, Odense, Denmark
Institute of Regional Health Research, University of Southern Denmark, Odense, Denmark

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Correspondence should be addressed to S S Jensen; Email: signe.steenstrup.jensen2@rsyd.dk
Open access

Background

  • There are several studies on nonunion, but there are no systematic overviews of the current evidence of risk factors for nonunion. The aim of this study was to systematically review risk factors for nonunion following surgically managed, traumatic, diaphyseal fractures.

Methods

  • Medline, Embase, Scopus, and Cochrane were searched using a search string developed with aid from a scientific librarian. The studies were screened independently by two authors using Covidence. We solely included studies with at least ten nonunions. Eligible study data were extracted, and the studies were critically appraised. We performed random-effects meta-analyses for those risk factors included in five or more studies. PROSPERO registration number: CRD42021235213.

Results

  • Of 11,738 records screened, 30 were eligible, and these included 38,465 patients. Twenty-five studies were eligible for meta-analyses. Nonunion was associated with smoking (odds ratio (OR): 1.7, 95% CI: 1.2–2.4), open fractures (OR: 2.6, 95% CI: 1.8–3.9), diabetes (OR: 1.6, 95% CI: 1.3–2.0), infection (OR: 7.0, 95% CI: 3.2–15.0), obesity (OR: 1.5, 95% CI: 1.1–1.9), increasing Gustilo classification (OR: 2.2, 95% CI: 1.4–3.7), and AO classification (OR: 2.4, 95% CI: 1.5–3.7). The studies were generally assessed to be of poor quality, mainly because of the possible risk of bias due to confounding, unclear outcome measurements, and missing data.

Conclusion

  • Establishing compelling evidence is challenging because the current studies are observational and at risk of bias. We conclude that several risk factors are associated with nonunion following surgically managed, traumatic, diaphyseal fractures and should be included as confounders in future studies.

Abstract

Background

  • There are several studies on nonunion, but there are no systematic overviews of the current evidence of risk factors for nonunion. The aim of this study was to systematically review risk factors for nonunion following surgically managed, traumatic, diaphyseal fractures.

Methods

  • Medline, Embase, Scopus, and Cochrane were searched using a search string developed with aid from a scientific librarian. The studies were screened independently by two authors using Covidence. We solely included studies with at least ten nonunions. Eligible study data were extracted, and the studies were critically appraised. We performed random-effects meta-analyses for those risk factors included in five or more studies. PROSPERO registration number: CRD42021235213.

Results

  • Of 11,738 records screened, 30 were eligible, and these included 38,465 patients. Twenty-five studies were eligible for meta-analyses. Nonunion was associated with smoking (odds ratio (OR): 1.7, 95% CI: 1.2–2.4), open fractures (OR: 2.6, 95% CI: 1.8–3.9), diabetes (OR: 1.6, 95% CI: 1.3–2.0), infection (OR: 7.0, 95% CI: 3.2–15.0), obesity (OR: 1.5, 95% CI: 1.1–1.9), increasing Gustilo classification (OR: 2.2, 95% CI: 1.4–3.7), and AO classification (OR: 2.4, 95% CI: 1.5–3.7). The studies were generally assessed to be of poor quality, mainly because of the possible risk of bias due to confounding, unclear outcome measurements, and missing data.

Conclusion

  • Establishing compelling evidence is challenging because the current studies are observational and at risk of bias. We conclude that several risk factors are associated with nonunion following surgically managed, traumatic, diaphyseal fractures and should be included as confounders in future studies.

Introduction

Nonunion is a severe complication in the treatment of fractures and can lead to a reduced quality of life and generate substantial healthcare costs related to prolonged hospital stays, reoperations, and an inability to return to work (1, 2, 3, 4). Early identification of nonunion is therefore important and one possibility is to identify risk factors. This could result in earlier recognition of patients at risk, leading to closer follow-up and lowering the threshold for further intervention.

Establishing compelling evidence of risk factors associated with nonunion is challenging, since existing studies are predominantly small and retrospective. This underscores the need to combine results from multiple studies in order to complete an exhaustive investigation (5, 6). The extensive review on risk factors and quality of scientific evidence only included studies in which risk factors demonstrated a significant impact. Therefore, all other studies were excluded from this review, resulting in a potential risk of bias (5). To our knowledge, no previous studies have systematically reviewed the complete body of existing studies on risk factors for nonunion, while including a risk of bias analysis, nor has any meta-analysis been performed previously.

This study aimed to systematically review risk factors for nonunion following surgically treated diaphyseal fractures in adults.

Materials and methods

Protocol and registration

The study was based upon the Preferred Reporting Items for Systematic Reviews and Meta-Analysis Protocols (PRISMA-P) 2020 (7, 8). Before data extraction began, the protocol was registered in the International Register of Systematic Reviews, PROSPERO (Registration number: CRD42021235213 XX). No review protocol was prepared beforehand.

Eligibility criteria

The search string was based on the PECO criteria:

  • P: Adults with at least one surgically managed, traumatic, diaphyseal bone fracture

  • E: Risk factors associated with the development of nonunion

  • C: Patients who did not develop nonunion

  • O: Patients with nonunion

Inclusion criteria: patients with a mean age >18 years suffering from traumatic diaphyseal fractures, >10 patients that developed nonunion following surgery, at least one risk factor, and peer-reviewed literature. Exclusion criteria: articles not written in English, German, French, Danish, Swedish, or Norwegian, pooling of data from surgically and conservatively treated fractures, animal or cadaveric studies, tumor or cancer surgery, periprosthetic fractures, and gunshot fractures.

Definition of risk factors and outcome

Risk factors were considered as either patient-related or fracture-related. The outcome was defined as the indicated presence of nonunion in each study, regardless of the definition of nonunion in the study.

Information sources

The literature search was executed using four electronic bibliographic databases on April 14, 2020, including Embase (1947–present), MEDLINE (1946–present), Scopus (1940–present), and Cochrane Library. We did not hand search references or contact specific authors. Embase and MEDLINE were searched through Ovid, whereas Scopus and Cochrane were searched through their own respective platforms.

Search strategy

The search string was built with the help of a librarian from the University of Southern Denmark. A block building strategy was used with three individual blocks. To achieve a high recall/sensitivity rate, we implemented a broad search with a low precision rate (9), as advised in the 'Cochrane Handbook for Systematic Reviews of Interventions' (10).

We used both Medical Subject Headings and free text words, combined with Boolean operators and truncations when suitable. No search limitations were added, and the exact search strategy for each database can be found in Supplementary Digital Content 1 (see section on supplementary materials given at the end of this article).

Selection process

All records were transferred to Endnote (Clarivate Analytics, Philadelphia, PA, USA), and duplicates were removed using the built-in software. Data selection and screening was performed using Covidence (Veritas Health Innovation, Melbourne, Australia. Available at www.covidence.org).

All records were screened independently by two of the authors (S S and N J). Records approved by both authors went through a full-text screening, which was also done independently by the two authors.

Data collection

Data extraction was performed by the two authors collaboratively, using a prefabricated Excel spreadsheet. Discrepancies were reviewed, and disagreements were settled by conferring with the senior author. Authors were contacted in case of missing data, such as the number of patients in each exposure group or doubts regarding the cohort. Nineteen authors were contacted via email and one via LinkedIn; 11 did not answer, 7 did not have further data, and 2 supplied further data. To include as many studies and data as possible in the meta-analyses, we contacted three authors for further data; however, no one replied.

Data items

Records were sought for the following variables: study design, publication year, mean age, number of nonunions, patient demographics, surgical procedures, follow-up time, and risk factors as defined by the study.

Risk of bias assessment

Only those studies included in the meta-analyses were assessed for risk of bias. The studies were assessed by two authors (S S and N J) in collaboration, using the Joanna Briggs Institute critical appraisal checklists for case control and cohort studies (11). The first study was evaluated as a pilot study and blindly assessed by the senior author and the two main authors to ensure a common baseline.

The assessments were based on the primary aim of the study, although nonunion was always assessed as the outcome. Two orthopedic professors from the author group (S K and R Z) selected five critical confounders, that is known risk factors for nonunion: open/closed fractures, fracture complexity (i.e. AO classification), diabetes, smoking, and age. According to the Social Security Administration final rules for evaluating musculoskeletal disorders in 2021, nonunion is defined as ‘a fracture that has failed to unite completely. Nonunion is usually established when a minimum of 9 months has elapsed since the injury and the fracture site has shown no, or minimal, progressive signs of healing for a minimum of 3 months’ (12). Therefore, a 9-month follow-up period was defined as sufficient in the risk of bias assessments. The outcome was assessed as valid and reliable if it was clearly stated that nonunion was defined as a lack of progression of healing in the radiographs for 3 months and considered that the fracture would not heal without further intervention (12, 13). It was considered a ‘no’ if nonunion was exclusively defined by the treating surgeon and no guidelines or radiographic findings were defined, or if nonunion was not defined. ‘Unclear’ was used when there was a timely or radiographic definition of nonunion, but it did not meet our specified criteria or those defined by CPT/ICD-10/ICD-9 codes.

Effect measures

Nonunion and risk factors were assessed as a binary outcome. The odds ratio (OR) was used as an effect measure. If only the OR and CI were reported in a study, that study could still be eligible for inclusion in the meta-analysis, provided that data had been derived from a univariate analysis. Analyses were carried out using Stata® 16 (StataCorp. 2019. Stata Statistical Software: Release 16. College Station, TX: StataCorp LLC).

Data syntheses and reporting bias

Meta-analyses were only performed when more than five studies examined the same risk factor. Data are reported using a random-effects model and a restricted maximum likelihood variance estimator to assess the heterogeneity between studies. Meta-analyses are displayed as forest plots. Meta-analyses were done using the built-in Meta function in Stata® 16. Summary data are presented in a table, and an overview of risk factors in a graphical chart. The risk of bias for the studies included in the meta-analyses is depicted in a colored table. A funnel plot and Egger’s test were used to assess potential publication bias in the meta-analyses.

Results

Study selection

A total of 11,738 records were included for screening, of which 30 studies were included in the review (Fig. 1).

Figure 1
Figure 1

PRISMA 2020 flow diagram for new systematic reviews (8). *Wrong setting includes eight conservative fracture treatment, six periprosthetic fractures, five pediatric, two gunshots, one fusion study, one pathological fractures, one osteotomy, six pooling of data from conservative and operative treatments, thirty-six other wrong setting. **Other: contact to authors, and duplicates found when full-text were retrieved. ***Language includes one Persian, one Turkish, one Japanese, two Chinese, four Russian, one Spanish, one Hebrew, and two Czech.

Citation: EFORT Open Reviews 7, 7; 10.1530/EOR-21-0137

Study characteristics

The included studies were designed as follows: one was prospective (14), one was uncertain (15), and the remaining 28 were retrospective (16, 17, 18, 19, 20, 21, 22, 23, 24, 25, 26, 27, 28, 29, 30, 31, 32, 33, 34, 35, 36, 37, 38, 39, 40, 41, 42, 43) (Table 1). The studies included 38 465 patients, of which 3,975 suffered from nonunion. The patients’ ages ranged from 13 to 100 years.

Table 1

General characteristics of the included studies.

Reference Publication year Country Study design Participants, n Age Minimum follow-up Patients with nonunion Patient-related risk factors Bone*** Open/closed fractures
Aslanoglu et al. (15) 1984 Turkey Uncertain 57 40 (13–79) 5 weeks 11 3 T Open
Burrus et al. (16) 2016 USA Retrospective 14638 Uncertain 6 months 1758 1 T Both
Chitnis et al. (17) 2019 USA Retrospective 15962 (18–75+) 30 days 1241 10 T Both
Dailey et al. (18) 2018 UK Retrospective 1003 34* Uncertain 121 9 T Both
Ding et al. (19) 2014 China Retrospective 659 52 9 months 24 18 H Both
Donohue et al. (20) 2016 USA Retrospective 328 41 (18–97) 1 year 34 6 T, F Both
Douglas et al. (21) 2010 USA Retrospective 107 Uncertain 6 months 10 1 T, F Closed
Fong et al. (22) 2013 Canada Retrospective 200 42 ± 16.5 Uncertain 37 3 T Both
Giannoudis et al. (23) 2000 UK Retrospective 99 Uncertain 11.5 months 32 2 F Uncertain
Haines et al. (24) 2016 USA Retrospective 40 36 6 months 21 5 T Open
Haller et al. (25) 2017 USA Retrospective 231 45 (18–100) 1 year 12 2 T Closed
Hernigou & Schuind (26) 2013 Belgium Case control 108 47 (16–85) 1 year 35 4 T, F, H Both
Joseph et al. (14) 2020 India Prospective 255 42 (17–77) 9 months 80 6 T,F Open
Lack et al. (27) 2014 USA Retrospective 176 35/37** Every 2–3 months 13 6 T Both
Leroux et al. (28) 2014 Canada Retrospective 1350 33 ± 12.7 2 years 35 3 C Closed
Ma et al. (29) 2016 China Retrospective 425 38 (21–56) Uncertain 12 1 F Closed
Metsemakers et al. (30) 2015 Belgium Retrospective 480 39 (17–90) 18 months 58 9 T Both
Metsemakers et al. (31) 2015 Belgium Retrospective 232 35 ± 19 (16–96) 1 year 27 8 F Both
Millar et al. (32) 2018 Australia Retrospective 211 33 1 year 23 5 F Both
Noumi et al. (33) 2005 Japan Retrospective 89 25 (15–62) 2 years 12 6 F Open
Olesen et al. (34) 2015 Denmark Retrospective 45 41 (15–80) 1 year 19 5 T Open
Papaioannou et al. (35) 2001 Greece Retrospective 207 40 (15–75) Uncertain 42 4 T Both
Pourfeizi et al. (36) 2013 Iran Case control 62 36 (20–50) 6 months 30 5 T Closed
Santolini et al. (37) 2020 UK Case control 200 46 3 months 100 7 T, F Both
Taitsman et al. (38) 2009 USA Case control 137 34 (16–87) 3 months 45 7 F Both
Thakore et al. (39) 2017 USA Retrospective 486 36 ± 15 (16–90) Uncertain 56 7 T Open
Watanabe et al. (40) 2013 Japan Case control 105 27/25** 1 year 35 5 F Both
Wu et al. (41) 2013 Taiwan Retrospective 337 41 ± 14.95 6 months 19 7 C Closed
Wu et al. (42) 2019 Taiwan Retrospective 152 53 ± 12 9 months 16 11 F Closed
Yokoyama et al. (43) 2008 Japan Retrospective 84 35 (15–86) 1.6 years 17 8 T Open

*Median, **Median for nonunion/union, ***Tibia(T), Femur(F), Humerus(H), Clavicle(C); Presented as mean ± s.d. or range.

Five studies were not included in the meta-analyses due to missing information (e.g. no data from the univariate analysis) or because the study examined risk factors included in fewer than five studies (21, 25, 29, 30, 36). Authors were contacted regarding the missing information, but they did not reply. One study included three different patient cohorts according to insurance type, including Commercial, Medicare, and Medicaid (17). We could not get access to the raw data, and the three cohorts were therefore registered individually in the meta-analyses and the distribution of risk factors.

Risk of bias in studies

The studies were generally assessed to be of poor quality, mainly because of the possible risk of bias due to confounding, unclear measurement of outcome, and missing data. The risk of bias assessments are depicted in Figs 2 and 3. Only one study included all of the five predefined confounders (24, 41, 42). However, most studies did include a multivariable regression analysis (Q5).

Figure 2
Figure 2

Risk of bias assessment in the cohort studies. Domains were selection Q1, exposure Q2–Q3, confounding Q4–Q5, outcome Q6–Q8, missing data Q9–Q10, and reported results Q11. Green (✓) indicates the best possible answer, yellow (?) is ‘unclear’, red (✕) is ‘no’, and white (0) is ‘non-applicable’.

Citation: EFORT Open Reviews 7, 7; 10.1530/EOR-21-0137

Figure 3
Figure 3

Risk of bias assessment in the case–control studies. Domains were selection Q1–Q3, exposure Q4–Q5+Q9, confounding Q6–Q7, outcome Q8, and reported results Q10. Green (✓) indicates the best possible answer, yellow (?) is ‘unclear’, and red (✕) is ‘no’.

Citation: EFORT Open Reviews 7, 7; 10.1530/EOR-21-0137

Results of individual studies

Thirty-nine risk factors were identified in the 30 studies included in this systematic review (Fig. 4). Risk factors such as age, sex, smoking, open/closed fracture, Gustilo, diabetes, AO/OTA, infection, and obesity were included in more than five studies and were eligible for meta-analysis. A summary of the meta-analysis can be found in Table 2, the funnel and forest plots can be found in Supplementary Digital Content 2. One study was consistently excluded from the meta-analyses because no data were available from the univariate analysis (30).

Figure 4
Figure 4

Number of each risk factor occurrences (black bar) and number of significant risk factor occurrences (gray bar). Data stem from the univariate analyses, unless only data from the multivariable analysis were reported.

Citation: EFORT Open Reviews 7, 7; 10.1530/EOR-21-0137

Table 2

Overview of the results from the meta-analysis.

Risk factor Studies included OR (95% CI) P-value I2 (%) Number of
Fractures Nonunions
Sex 16 1.0 (0.90–1.3) 0.80 64 20 856 1750
Smoking 14 1.7* (1.2–2.4) <0.01 53 17 183 4113
Open vs closed fracture 14 2.6* (1.8–3.9) <0.01 80 19 216 1745
Gustilo II vs I 9 1.6 (0.95–2.7) 0.07 0.0 720 88
Gustilo III vs II 10 2.2* (1.4–3.7) <0.01 22 964 210
Diabetes 10 1.6* (1.3–2.0) <0.01 0.0 17 954 1409
AO B vs A 9 2.4* (1.5–3.7) <0.01 44 2520 318
AO C vs B 8 1.4 (0.99–1.9) 0.05 0.0 2386 302
Infection 9 7.0* (3.2–15.0) <0.01 51 1859 389
Obesity 7 1.5* (1.1–1.9) <0.01 28 31 643 3066

*Significant results with P-values < 0.05.

Age

It was not possible to perform a meta-analysis on age, because data were presented with great heterogeneity, including medians, means, ranges, and ORs from different group comparisons. Five out of 19 studies (17, 19, 27, 28, 41) found that age was a significant risk factor for nonunion.

Sex

Male sex was not associated with nonunion. Two out of 18 studies were excluded from the meta-analysis because they did not include data from the univariate analysis (30, 39), but both of their multiple logistic regression analysis (MLRA) showed a nonsignificant OR.

Smoking

Smoking was significantly associated with nonunion. The excluded study showed an OR of 0.96 (95% CI: 0.48–1.95) in MLRA (30). Smoking was clearly defined in five studies: 20 cigarettes a day (23), 5 cigarettes a day (37), 1 pack of cigarettes a day (41), and lastly using ICD-9 and ICD-10 codes (17).

Open fracture

Open fracture was significantly associated with nonunion. The excluded study showed an OR of 1.44 (95% CI: 0.49–4.2) in the MLRA (30).

Gustilo

Higher Gustilo classification was significantly associated with nonunion when comparing type II and III fractures. There was no significant difference between type I and II. Thirteen studies included Gustilo classification in their analyses; nine and ten studies were eligible for the meta-analysis comparing type I vs II and type II vs III, respectively. The studies that were not included in the meta-analyses supplied the following evidence: one study stated that Gustilo type was significantly associated with nonunion in the univariate analysis (P < 0.0001), but not in the multiple logistic regression analysis (P = 0.085) (30), another study pooled data into two groups, over and under type IIIc (OR: 2.41, 95% CI: 1.26–4.76) (14), and the last study pooled type I+II and compared this to type III (OR: 6.06, 95% CI: 1.67–24.50) (43).

Diabetes

Diabetes was significantly associated with nonunion. The excluded study showed an OR of 0.86 (95% CI: 0.15–4.90) in the MLRA (30). Diabetes was clearly defined in 1 out of 11 studies (17), and 3 studies specified the type of diabetes (30, 31, 41).

AO

Higher AO classification was significantly associated with nonunion when comparing wedge type B to simple type A fractures. However, there was no significant difference between multifragmentary type C and wedge fractures. Ten studies included AO-classification, and nine were eligible for the meta-analysis comparing type A and B fractures. One study did not include any type C fractures and could therefore not be included in the meta-analysis comparing type B and C fractures (42). One study pooled data from AO types B and C and compared these to type A, and found that higher AO was a risk factor for nonunion with an OR of 3.94 (95% CI: 2.00–7.76) (37).

Infection

Infection was significantly associated with nonunion. Infection was clearly defined in four studies: two studies defined infection according to Dellinger et al. (33, 43, 44), another defined it as an elevated CRP and/or white cell count in combination with pus, discharge, or wound breakdown (34), and the last one defined infection according to the Centers for Disease Control and Prevention criteria (37).

Obesity

Obesity was significantly associated with nonunion. The excluded study showed an OR of 2.57 (95% CI: 0.71–9.31) in the MLRA (30). Obesity was clearly defined in all studies as either a BMI of ≥25 kg/m2 (42) or ≥30 kg/m2 (19, 30, 31) or by using ICD-9 and ICD-10 codes (16, 17). We combined the obese and morbidly obese groups in one study (16).

Other risk factors

Among the risk factors that could not be included in the meta-analyses, it was found that fracture gap (20, 24, 37), comminution (22, 32, 41), soft tissue defects (15, 22), NSAIDs (19, 20, 23, 42), and location of the fracture (25, 29, 32, 42, 43) were associated with nonunion in more than 50% of the studies. By contrast, polytrauma (18, 19, 26, 30, 31), ASA score (14, 19, 30, 39), injury mechanism (25, 27, 35), hypertension (19, 41, 42), injury severity score (33, 38, 43), comorbidity (17, 28, 39), and time until surgery (14, 15, 43) were associated with nonunion in less than 50% of the studies. Vitamin D deficiency (36), osteoporosis (19), and fracture alignment (21) were also associated with nonunion, but each risk factor was only included in a single study. No studies found that alcohol (17, 19, 41, 42), fracture location (right vs left) (19, 41), head injury (19, 26), race (39), cholesterol (36, 42), betel nuts (42), compartment syndrome (24), cause of injury (19), fasciotomy (18), year of injury (17), rheumatoid arthritis (17), obliquity (19), CRP (14), contamination (14), or hematocrit (14) were associated with nonunion.

Reporting biases

There was no evidence of asymmetry in the funnel plots due to publication bias. However, to quantify this observation, we used the Egger’s regression test, which was in line with our perception and showed no risk of publication bias across all risk factors (Supplementary Digital Content 2).

Definition of nonunion

Nonunion was defined with great variability, as seen in Table 3. The most common definitions were a combination of radiological criteria (77%), specific time constraints (50%), and clinical criteria (43%).

Table 3

Overview of the criteria used to define nonunion in the included studies.

Criteria used to define nonunion Articles, n (%)
Clinical criteria (e.g. nonpainful weight bearing) 13 (43)
Need for further intervention 11 (37)
Radiographical criteria 23 (77)
Diagnosis codes (e.g. ICD-10) 3 (10)
As defined by the FDA 3 (10)
By the attending senior surgeons 7 (23)
Time specific (e.g. 9 months) 15 (50)
Not described 2 (7)

Discussion

In this systematic review, we reviewed the total quantity of existing studies on risk factors for nonunion, which included 38,465 patients and 3,975 nonunions. To our knowledge, this has not been done before, and during our extensive search we did not find any systematic reviews with a risk of bias or meta-analysis on risk factors for nonunion.

Thirty observational studies were included in the review, and these showed that nonunion was significantly associated with smoking, open fracture, diabetes, infection, obesity, increasing Gustilo, and AO classification. Regarding the studies not included in the meta-analyses, we found that fracture gap, comminution, soft tissue defects, NSAID, location of the fracture, vitamin D deficiency, osteoporosis, and fracture alignment were associated with nonunion in more than 50% of the studies.

Our findings are consistent with the results from the most comprehensive epidemiological study on bone nonunion that included information on 309,330 fractures (45). That study found, among other results, that NSAIDs plus opioids, osteoarthritis, type 1 diabetes, osteoporosis, male gender, smoking, obesity, open fracture, and vitamin D deficiency were significant risk factors for nonunion. By contrast, the male gender was not found to be a risk factor in our study. Unfortunately, this study could not be included in the systematic review, since information about treatment was missing in roughly 50% of cases, and we aimed to determine risk factors in surgically treated fractures. Another review on the level of the existing scientific evidence on risk factors concluded that open fracture, smoking, infection, wedge or comminuted type of fracture, high degree of initial displacement, and location of the fracture contributed to an impaired fracture healing (5). This is also in line with our results.

A limitation of this study is that only observational studies were available for inclusion; therefore, the study was merely able to make conclusions on associations, not causal relations (46). Observational studies are at higher risk of bias compared to other study types, making the establishment of causal relationships inadequate (47). Not surprisingly, this was consistent within our review, as the majority of the included studies were in fact limited by the risk of bias due to confounding, unclear measurements of outcome, and missing data. Only one study included our predefined confounders; it analyzed 16 covariates in the multivariable regression model based on 40 patients and 21 nonunions (24). They concluded that no covariates predicted healing outcomes asides from the cortical gap. Another study that was not included in the meta-analyses and thus not included in the risk of bias assessment did include all five confounders in its analysis (30). The researchers performed a multivariable analysis on 13 variables, based on 486 fractures including 58 nonunions, and did not find any significant results. The study could not be included in the meta-analysis and risk of bias assessment because there were no results from the univariate analysis and no raw data available in the article.

The definition of nonunion varied substantially across the included studies, which has been pointed out previously in a cross-sectional survey of 577 orthopedic surgeons carried out in 2002 and again in 2012 (48, 49). The definition and description of risk factors (exposures) varied considerably among the included studies. As an example, smoking was only defined in 5 (17, 23, 37, 41) out of 15 studies (18, 19, 20, 26, 27, 31, 34, 38, 42). Diabetes and infection had the same issues. To improve future research, agreeing on common definitions of exposures and outcomes would be beneficial.

The comparison of healing in different anatomical locations, such as the humerus and tibia, may give rise to bias, but it also broadens the applicability of the study. The low heterogeneity of our meta-analyses, however, indicated that the studies were comparable. Only two analyses had an I2 higher than 60%.

A major strength of this review is that two authors dually screened all 11,738 abstracts and did full-text evaluations, data extraction, and risk of bias assessment. This decreased the risk of bias and increased the objectivity of the evaluations.

For inclusion in this systematic review, each study was required to report at least ten cases of nonunion. This criterion substantially reduced the pool of literature, but it was a necessary limitation. Methodological studies suggest that to reduce the risk of bias and misleading associations, events per variable should be no fewer than ten (50, 51, 52).

The five confounding factors we decided on in the risk of bias analysis were consistent with an article from 2012, in which orthopedic surgeons had to list the risk factors they believed resulted in an increased risk of nonunion (49). However, they did not identify age as a major factor, but we believe that increasing age could be a proxy measurement for increased comorbidity.

Conclusion

This systematic review forms the basis for identifying risk factors in clinical practice and conducting improved studies and to some extent serves as a decision tool to optimize fracture healing. In summary, this systematic review found that smoking, open fracture, diabetes, infection, obesity, increasing Gustilo, and AO classification were associated with nonunion in the meta-analyses. The included studies were of poor quality and at risk of bias.

Supplementary materials

This is linked to the online version of the paper at https://doi.org/10.1530/EOR-21-0137.

ICMJE Conflict of Interest Statement

The authors declare that there is no conflict of interest that could be perceived as prejudicing the impartiality of the research reported.

Funding Statement

The main author has received a PhD Scholarship and was granted a 1-year Faculty scholarship from the University of Southern Denmark. This investigation has not received any other funding and the decision to publish was made by the authors.

Availability

The data from this systematic review, including excel sheets with data on risk factors for the various studies, are available upon request to the corresponding author via email. Materials can be shared, provided that it is apparent that they were obtained from the authors, approved for the purpose, and correctly quoted.

Author contribution statement

S S, B V, S K, R Z, and P G conceptualized the research idea and method, while S S and N M conducted data collection and formal analyses. R Z contributed with external supervision. S S wrote the initial draft but all author performed critically review and accepted the final draft.

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  • Collapse
  • Expand
  • Figure 1

    PRISMA 2020 flow diagram for new systematic reviews (8). *Wrong setting includes eight conservative fracture treatment, six periprosthetic fractures, five pediatric, two gunshots, one fusion study, one pathological fractures, one osteotomy, six pooling of data from conservative and operative treatments, thirty-six other wrong setting. **Other: contact to authors, and duplicates found when full-text were retrieved. ***Language includes one Persian, one Turkish, one Japanese, two Chinese, four Russian, one Spanish, one Hebrew, and two Czech.

  • Figure 2

    Risk of bias assessment in the cohort studies. Domains were selection Q1, exposure Q2–Q3, confounding Q4–Q5, outcome Q6–Q8, missing data Q9–Q10, and reported results Q11. Green (✓) indicates the best possible answer, yellow (?) is ‘unclear’, red (✕) is ‘no’, and white (0) is ‘non-applicable’.

  • Figure 3

    Risk of bias assessment in the case–control studies. Domains were selection Q1–Q3, exposure Q4–Q5+Q9, confounding Q6–Q7, outcome Q8, and reported results Q10. Green (✓) indicates the best possible answer, yellow (?) is ‘unclear’, and red (✕) is ‘no’.

  • Figure 4

    Number of each risk factor occurrences (black bar) and number of significant risk factor occurrences (gray bar). Data stem from the univariate analyses, unless only data from the multivariable analysis were reported.

  • 1.

    Antonova E, Le TK, Burge R, Mershon J. Tibia shaft fractures: costly burden of nonunions. BMC Musculoskeletal Disorders 2013 14 42. (https://doi.org/10.1186/1471-2474-14-42)

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  • 2.

    Brinker MR, Trivedi A, OʼConnor DP. Debilitating effects of femoral nonunion on health-related quality of life. Journal of Orthopaedic Trauma 2017 31 e37e42. (https://doi.org/10.1097/BOT.0000000000000736)

    • PubMed
    • Search Google Scholar
    • Export Citation
  • 3.

    Brinker MR, Hanus BD, Sen M, O’Connor DP. The devastating effects of tibial nonunion on health-related quality of life. Journal of Bone and Joint Surgery: American Volume 2013 95 21702176. (https://doi.org/10.2106/JBJS.L.00803)

    • PubMed
    • Search Google Scholar
    • Export Citation
  • 4.

    Tay WH, de Steiger R, Richardson M, Gruen R, Balogh ZJ. Health outcomes of delayed union and nonunion of femoral and tibial shaft fractures. Injury 2014 45 16531658. (https://doi.org/10.1016/j.injury.2014.06.025)

    • PubMed
    • Search Google Scholar
    • Export Citation
  • 5.

    Santolini E, West R, Giannoudis PV. Risk factors for long bone fracture non-union: a stratification approach based on the level of the existing scientific evidence. Injury 2015 46 (Supplement 8) S8S19. (https://doi.org/10.1016/S0020-1383(1530049-8)

    • PubMed
    • Search Google Scholar
    • Export Citation
  • 6.

    Zura R, Mehta S, Della Rocca GJ, Steen RG. Biological risk factors for nonunion of bone fracture. JBJS Reviews 2016 4 e5. (https://doi.org/10.2106/JBJS.RVW.O.00008)

  • 7.

    Moher D, Liberati A, Tetzlaff J, Altman DG & PRISMA Group. Preferred reporting items for systematic reviews and meta-analyses: the PRISMA statement. PLoS Medicine 2009 6 e1000097. (https://doi.org/10.1371/journal.pmed.1000097)

    • PubMed
    • Search Google Scholar
    • Export Citation
  • 8.

    Page MJ, McKenzie JE, Bossuyt PM, Boutron I, Hoffmann TC, Mulrow CD, Shamseer L, Tetzlaff JM, Akl EA, Brennan SE, et al.The PRISMA 2020 statement: an updated guideline for reporting systematic reviews. BMJ 2021 372 n71. (https://doi.org/10.1136/bmj.n71)

    • PubMed
    • Search Google Scholar
    • Export Citation
  • 9.

    Buckland M, Gey F. The relationship between recall and precision. Journal of the American Society for Information Science 1994 45 1219. (https://doi.org/10.1002/(SICI)1097-4571(199401)45:1<12::AID-ASI2>3.0.CO;2-L)

    • PubMed
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    • Export Citation
  • 10.

    Lefebvre C, Glanville J, Briscoe S, Featherstone R, Littlewood A, Marshall C, Metzendorf MI, Noel-Storr A, Paynter R, Rader T, et al.Chapter 4: Searching for and selecting studies. In Cochrane Handbook for Systematic Reviews of Interventions Version 60 (updated July 2019). Eds Higgins JPT, Thomas J, Chandler J, Cumpston M, Li T, Page MJ, Welch VA. Cochrane, 2019.

    • PubMed
    • Search Google Scholar
    • Export Citation
  • 11.

    Moola S, Munn Z, Tufanaru C, Aromataris E, Sears K, Sfetcu R, Currie M Lisy K Qureshi R Mattis P et al.Chapter 7: Systematic reviews of etiology and risk. In JBI Manual for Evidence Synthesis. Eds Aromataris E, Munn Z. JBI, 2020. (available at: https://wiki.jbi.global/display/MANUAL)

    • PubMed
    • Search Google Scholar
    • Export Citation
  • 12.

    Social Security Administration. Revised Medical Criteria for Evaluating Musculoskeletal Disorders. Federal Register United States Government, 2020 [updated 4 February 2021]. (available at: https://www.federalregister.gov/d/2020-25250/p-550)

    • PubMed
    • Search Google Scholar
    • Export Citation
  • 13.

    Schmal H, Brix M, Bue M, Ekman A, Ferreira N, Gottlieb H, Kold S, Taylor A, Toft Tengberg P, Ban I, et al.Nonunion – consensus from the 4th annual meeting of the Danish Orthopeadic Trauma Society. EFORT Open Reviews 2020 5 4657. (https://doi.org/10.1302/2058-5241.5.190037)

    • PubMed
    • Search Google Scholar
    • Export Citation
  • 14.

    Joseph CM, Jepegnanam TS, Ramasamy B, Cherian VM, Nithyananth M, Sudarsanam TD, Premkumar PS. Time to debridement in open high-grade lower limb fractures and its effect on union and infections: a prospective study in a tropical setting. Journal of Orthopaedic Surgery 2020 28 2309499020907558. (https://doi.org/10.1177/2309499020907558)

    • PubMed
    • Search Google Scholar
    • Export Citation
  • 15.

    Aslanoglu O, Ayas I, Kaymak O, Atik OS, Kunak F. Treatment of open fractures with external fixation. Orthopedics 1984 7 996999. (https://doi.org/10.3928/0147-7447-19840601-14)

    • PubMed
    • Search Google Scholar
    • Export Citation
  • 16.

    Burrus MT, Werner BC, Yarboro SR. Obesity is associated with increased postoperative complications after operative management of tibial shaft fractures. Injury 2016 47 465470. (https://doi.org/10.1016/j.injury.2015.10.026)

    • PubMed
    • Search Google Scholar
    • Export Citation
  • 17.

    Chitnis AS, Vanderkarr M, Sparks C, McGlohorn J, Holy CE. Complications and its impact in patients with closed and open tibial shaft fractures requiring open reduction and internal fixation. Journal of Comparative Effectiveness Research 2019 8 14051416. (https://doi.org/10.2217/cer-2019-0108)

    • PubMed
    • Search Google Scholar
    • Export Citation
  • 18.

    Dailey HL, Wu KA, Wu PS, McQueen MM, Court-Brown CM. Tibial fracture nonunion and time to healing after reamed intramedullary nailing: risk factors based on a single-center review of 1003 patients. Journal of Orthopaedic Trauma 2018 32 e263e269. (https://doi.org/10.1097/BOT.0000000000001173)

    • PubMed
    • Search Google Scholar
    • Export Citation
  • 19.

    Ding L, He Z, Xiao H, Chai L, Xue F. Factors affecting the incidence of aseptic nonunion after surgical fixation of humeral diaphyseal fracture. Journal of Orthopaedic Science 2014 19 973977. (https://doi.org/10.1007/s00776-014-0640-1)

    • PubMed
    • Search Google Scholar
    • Export Citation
  • 20.

    Donohue D, Sanders D, Serrano-Riera R, Jordan C, Gaskins R, Sanders R, Sagi HC. Ketorolac administered in the recovery room for acute pain management does not affect healing rates of femoral and tibial fractures. Journal of Orthopaedic Trauma 2016 30 479482. (https://doi.org/10.1097/BOT.0000000000000620)

    • PubMed
    • Search Google Scholar
    • Export Citation
  • 21.

    Douglas L, Benson D, Seligson D. The incidence of nonunion after nailing of distal tibial and femoral fractures. Current Orthopaedic Practice 2010 21 4953. (https://doi.org/10.1097/BCO.0b013e3181b66ac0)

    • PubMed
    • Search Google Scholar
    • Export Citation
  • 22.

    Fong K, Truong V, Foote CJ, Petrisor B, Williams D, Ristevski B, Sprague S Bhandari M Predictors of nonunion and reoperation in patients with fractures of the tibia: an observational study. BMC Musculoskeletal Disorders 2013 14 103. (https://doi.org/10.1186/1471-2474-14-103)

    • PubMed
    • Search Google Scholar
    • Export Citation
  • 23.

    Giannoudis PV, MacDonald DA, Matthews SJ, Smith RM, Furlong AJ, De Boer P. Nonunion of the femoral diaphysis. The influence of reaming and non-steroidal anti-inflammatory drugs. Journal of Bone and Joint Surgery: British Volume 2000 82 655658. (https://doi.org/10.1302/0301-620x.82b5.9899)

    • PubMed
    • Search Google Scholar
    • Export Citation
  • 24.

    Haines NM, Lack WD, Seymour RB, Bosse MJ. Defining the lower limit of a ‘critical bone defect’ in open diaphyseal tibial fractures. Journal of Orthopaedic Trauma 2016 30 e158e163. (https://doi.org/10.1097/BOT.0000000000000531)

    • PubMed
    • Search Google Scholar
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